Regulatory advice and counseling forms the backbone of many of our practices; we regularly counsel clients around the globe on compliance, negotiation and transaction structuring matters. With our understanding of the statutes and regulations that affect businesses today, Baker Botts lawyers help clients identify important regulatory considerations, develop strategies to address regulatory issues and implement strategies to achieve our clients’ business goals.

As a global law firm, we have represented officers, directors and corporations in regulatory matters before various federal and state agencies in the U.S. and internationally. Our counseling experience includes providing advice on matters involving laws and regulatory acts issued by various agencies and jurisdictions, including in the areas of antitrust, anticorruption (FCPA and UKBA), international trade, corporate governance and compliance, energy and climate change, securities regulation and enforcement, environmental permitting, fiduciary operations and investor relations.


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Thought Leadership

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Financial Services Provider Settles with OFAC for Apparent U.S. Sanctions Violations Associated with Processing for Online Payments

Client Updates

On July 23, the U.S. Department of the Treasury’s Office of Foreign Assets Control (“OFAC”) announced the entry into a $1,400,301.40 settlement with Payoneer, Inc. (“Payoneer”), a global provider of online payment distribution solutions headquartered in New York, for over 2,200 apparent violations of multiple U.S. sanctions programs.

Lack of Familiarity with US Sanctions Results in Steel Manufacturer Settling with OFAC for Apparent Violations

Client Updates

On April 19, the U.S. Department of the Treasury’s Office of Foreign Assets Control (“OFAC”) announced the entry into a $435,003 settlement with Alliance Steel, Inc. (“Alliance”), a fully integrated manufacturer of metal building systems, structural steel, and components headquartered in Oklahoma City, Oklahoma, for 61 apparent violations of the Iranian Transactions and Sanctions Regulations (“ITSR”), mainly resulting from the Company’s lack of understanding as to the application of U.S. sanctions laws to its isolated international activity.

Incorrect Export Licensing Determinations Result in Wireless Telecommunications Equipment Manufacturer Settling with BIS for Apparent Export Control Violations

Client Updates

On March 19, the U.S. Department of Commerce’s Bureau of Industry and Security (“BIS”) announced the entry into a $122,000 settlement with Comtech XiCom Technology, Inc. (“Comtech XiCom”), a leading supplier of high power amplifiers for satellite communications based in Santa Clara, CA, for three apparent violations of the Export Administration Regulations (“EAR”), caused by Comtech XiCom’s mistaken belief that certain exports could be made without BIS license or authorization.


FERC Reaffirms Support for Emerging Technologies


On March 18, 2021, FERC reaffirmed its prior decision enabling the participation of emerging technologies in the energy, capacity, and ancillary services markets operated by RTOs and ISOs. These emerging technologies include electric storage, distributed generation, demand response, energy efficiency, thermal storage, and electric vehicles and associated supply equipment.



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ACORE Grid Forum

Baker Botts is proud to be a sponsor of the ACORE Grid Forum Virtual Event on November 17-18.

Kayo Women's Virtual Energy Summit

Baker Botts is a proud supporter of the 2020 Kayo Women's Virtual Energy Summit September 8-11.