The Corporate Department at Baker Botts is widely recognized for its depth of experience in corporate governance and compliance issues. We advise on all matters related to boards of directors, including fiduciary duties, board access, board and committee composition and membership requirements, board leadership, the conduct of board and committee meetings and board recruitment, evaluations and compensation.We also advise on committee charters and the substantive requirements imposed by state or federal law regarding committee operations, such as the operations of nominating, compensation, audit, compliance, mergers and acquisitions and health and safety committees.
We often help clients formulate and put in place effective corporate governance policies and practices. We also counsel corporate boards of directors, audit and other committees of corporate boards, and individuals in connection with:
- Internal investigations
- Transactions involving actual or potential conflicts of interest
- Shareholder activism
- Government challenges to board authority
- Contests for corporate control
- Director and officer indemnification and insurance
- Other questions of director and officer fiduciary responsibilities and liabilities
We regularly counsel both U.S. and non-U.S. clients on Sarbanes-Oxley compliance and the evolving governance requirements of the New York Stock Exchange, NASDAQ and other securities markets. Our Corporate lawyers have a wealth of hands-on experience in this arena. One of our Washington partners served as general counsel to the Securities and Exchange Commission, seven others are SEC alumni and a number have worked as in-house counsel to various corporations.
We provide valuable assistance to clients on the following compliance issues:
- Periodic reporting under the Securities Exchange Act of 1934, including: Counsel on disclosure controls and procedures; Preparation and filing of periodic and other reports on Forms 10-K, 10-Q, 8-K, 20-F and 11-K; Various certifications required in connection with those filings
- Preparation for annual meetings, including preparing proxy statements and annual reports and providing counsel regarding shareholder proposals
- Compliance with the Foreign Corrupt Practices Act
- Public disclosure of material developments and transactions
- Insider trading considerations
SEC Reopens Comment Periods for Several Proposed Rules, Including Climate-Related Disclosures for InvestorsClient Updates
White Collar Update
SEC Proposes Historic, Sweeping Disclosures of Climate-Related Risks, Financial Impacts, and EmissionsClient Updates
Securities and Finance Disclosure Update
ESG Client Update
Corporate Counsel, Law.com
International Trade Update
ISS Sues SEC Over Proxy Adviser Guidance Days Before SEC Proposes Amendments to Exemptions From Proxy Rules For Proxy Voting AdviceClient Updates
Baker Botts in partnership with the Association of Corporate Counsel, Middle East and North Africa, is delighted to participate in a discussion around data transfer restrictions in KSA.
Join Megan Berge, Partner at Baker Botts, and Sharon Tomkins, Vice President of Sustainability at Sempra Energy on July 28th as we explore how leaders in the energy transition are shaping the future.
Please join Baker Botts partners, Travis Wofford and Danny David, along with Mary Ann Deignan and Christopher Couvelier from Lazard’s Shareholder Advisory practice and Doug Fordyce from Lazard’s Houston office, as they provide an update on the state of shareholder activism and related legal developments.